A synthetic theory of the human circumstance
By Rodrigo Cáceres Riquelme
This essay is an attempt to refine Mark
Pharoah’s synthetic framework (2018) that provides an objective account of the
emergence of subjective experience. My interpretation of his argument is a
chronology of emergence of phenomena occurring in the following order: (1) autopoietic units or living organisms
in continuous structural change due to interactions with their environment
bring forth an emergent interface that unites both ‘internal’ and ‘external’
aspects of the organism-environment couple in a same place or space. We
usually denote this interface as ‘mind’, but since theory of mind in western
philosophy is plagued by a container-object understanding of mind (as we shall
see below), I will refrain from using this concept in order to avoid
misunderstanding, and prefer to use the concept of interface.
(2) The first aspect that characterizes the
construction of this interface through biosemiotic processes is the
bringing forth of qualities or qualia, which are creative and novel
interpretations of things like electromagnetic waves that are interpreted as
colors or molecules that are interpreted as smells. However, these qualia only
make sense or mean something to a first-person perspective. This amounts to
note that a first-person perspective is another aspect of the interface
brought forth through biochemical processes, an emergent process whose
function is to be present at the qualia that are brought forth and respond to
them consciously or unconsciously. The sum of qualities that are present to a
first-person perspective is denoted as the qualitative matrix or qualitative
milieu which consists of qualitative signs.
(3) In the genus homo, we can note the
emergence of a new system of signs that allows for stable communication through
sounds. We denote this system as language and it adds many new kinds of signs
to the interface: words, explanations, questions, theories, orders, narratives,
rules, norms and institutions. The sum of the symbols that can be present to a
first-person perspective is denoted as the symbolic matrix which
consists of symbolic signs.
In the remainder of this essay I will develop
an understanding of the first-person human circumstance, considering
its form, its motion and its historical process of becoming what it currently
is. I intend to move further than the current scientific
understanding of first-person human circumstance, which has profoundly limited
its scope of understanding due to a series of implicit assumptions that I will
discuss. As Evan Thompson has argued, human experience represents a blind spot
for science because scientists usually fail to recognize the primacy of lived
experience as a prerequisite for all scientific inquiry. As a reader you should
not be led to think that I provide a total explanation of first-person human
experience, it is only ‘advanced’ in comparison to western science and
philosophy, but it is still partial and incomplete.
Before starting, I need to make clear that I
will only be referring to the level of existence that I inhabit, which I will
refer to as the level of human experience[1].
This has to be made explicit since Western science has uncovered the existence
of simultaneously occurring multiple nested levels of the evolving process
that we denote as ‘universe’ (fig. 1). Western science usually fails to
distinguish between these different levels and believes that certain levels
(the microscopic) are more fundamental or ‘more real’ than the level
where we humans inhabit and act from. As the reader might note through this
text, a thorough understanding of the level of human experience does not
require to make reference to microscopic levels like the neuronal, not because
the neuronal level does not teach us anything about the level of experience,
but rather because the level of human experience has an organization and
dynamic of its own. This organization is made possible due to what occurs at
microscopic levels; however, it cannot be reduced to them.
Figure 1. Simultaneously occurring nested levels of the evolving process or universe.
Due to its first-person basis, I need to
acknowledge that this theory of human experience must be a theory about me,
because I am that which is presencing it from a first-person perspective (from now
on, FPP)[2].
Any attempt to give the impression that I am developing a theory about
something else than my own experience would be deceiving and unhelpful, because
experience is not something external to me, I am that which is present to what
occurs in this moment. In other words, I will put forward a theory about what
occurs to me, about what I perceive from a vantage point that is right in
the center of what I will refer to as ‘the world’ or ‘the matrices’, which
are always around me. In this precise sense, the first part of
describing of my own experience in words is to acknowledge my position
as a first-person perspective in the center of the things that surround me.
And what are the things that surround me? I
will denote the things that surround me as signs, because all of them
are signaled to me. This amounts to note a general rule: we are only able to
refer to what is presented to us, appears to us or manifests itself in front of
us. That is, we can only refer to what is signaled to us in one way or another.
This is valid even for what we call fantasy or fiction, since in order to refer
to fantasies and fiction they must necessarily manifest to us in the form of
signs: images, scenes, sounds, etc.
In this sense, the concept of sign is an inclusive concept, since it is capable of including everything that could
manifest in front of a FPP. In a negative way, the concept of sign does
not exclude anything that could manifest in front of us, since everything that
could manifest itself must be signaled to us. For this reason, the “sign” is a
concept that admits the appearance of everything that can possibly appears to
us, even what is new or what is currently unknown to us. In short, the concept
of signs makes it possible to elaborate a theoretical construct that allows to
consider all possible events that may manifest in front of a FPP.
We can establish this through a basic rule:
I cannot refer to anything that is not signaled to my FPP. In a positive
way, this claim is: all I can refer to is what is signaled to me in some way.
That is, everything that manifests itself in front of a FPP is a sign, since it
reveals, shows, communicates, presents or indicates something to this FPP, it
manifests itself or appears before this FPP.
The second reason why the concept of signs is
the most appropriate to refer to human experience is because with it we can
unify what we spontaneously tend to separate as “internal” and “external”, what
we divide into “me” and “not-me”. For example, when we consider our emotions as
"mine" or “part of me" and when we consider the colors of a
landscape that we observe as "not-me", the concept of signs allows us
to note what is in common between them: both emotions as well as colors are
signs that appear before our FPP.
So, what kinds of signs appear in front of my
FPP? On the one hand, there are qualities or qualia, whose appearance in front
of me is tangible, concrete as well as limited in time. I usually
recognize these because of their distinctive, peculiar qualities that
are regular and repetitive: the distinctive qualities and forms
of three-dimensional images, sounds, smells, tastes, textures, sensations of my
body (e.g. I feel sleepy, hungry, thirsty, I feel my muscles, their tension,
temperature, weight, etc.) and emotions (e.g. frustration, anger, dislike,
enjoyment, boredom, etc.). Most of these qualities have intensities, and
they show different degrees of variation. For example, we refer to the
intensity of sounds as volume; in language, we refer to the intensity of
emotions and sensations metaphorically in terms of quantity, force, size,
weight and depth (e.g. a strong fear, a great frustration, a slight
pain, feeling deeply peaceful, a little uncomfortable, etc.).
Qualities like the sensations of our muscles,
their tension, shape, size, location, temperature and weight are continually
present while we are awake (unless our limbs go numb) so they give us a sense
of continuity of our experience. Images, sounds, tastes, smells, textures and
emotions may change or fade away, but the sensations of our muscles stay
present while we are awake. Moreover, muscular sensations are the basis for
movement. We know this, for example, because if we could not feel our legs, we
would not be able to walk.
What occurs when all these qualitative signs
happen and flow simultaneously in particular ways, I recognize what I
denote as things and places (e.g. people, houses, planets,
forests, trees, books, etc.) and my posture or stance (e.g. upright,
laying down, kneeling, defensive stance, attack stance). I also recognize that
globally these qualities and their unfolding through time create what I denote
as experiences (e.g. waking, dancing, sleeping, talking, dreaming,
eating, waiting, daydreaming, shitting, fighting, playing, reading, traveling,
searching, being drunk, resting, running, studying, jumping, having sex, etc.).
On the other hand, human FPPs can interact with
symbols and systems of symbols: there are words, concepts, categories, rules,
claims, orders, questions, theories, ideologies, conventions, gender
archetypes, institutions, languages, etc. Symbols are signs that are shared by
multiple first-person perspectives, they are general, they lack
intensity and since they are historical systems, they are not bounded by
time. As we know, languages can last for millennia, and potentially ad
infinitum. Symbols are only bounded by the FPPs that employ them. They are also
consensual, in the sense that they are implicitly or explicitly accepted by a
group of FPPs as meaningful and capable of producing effects.
It is worth noting that symbols are not ‘purely
symbolic’, since my ability to interact with them rests on my capacity to
produce and to hear sounds, which are qualitative kinds of signs.
I can note too that signs are signaled to me
through multiple planes of perception: the planes of perception
of sounds, of tastes, of smells, of images and of bodily sensations. The idea
of planes of perception is derived from a general rule: the perception of a
sign at one plane of perception does not overlap or interfere with the
perception of a sign at another plane of perception. We know this, for
example, when we experience that hearing a sound does not interfere with us
seeing an image, whereas if we hear many simultaneous sounds, they do overlap
with each other and together create things like music, soundscapes or noise.
This is actually the formal way of demonstrating the distinction between kinds
of qualitative signs (i.e. sounds, smells, images, etc.). They are different
kinds of signs because when they appear, they do not interfere with each other,
but rather unite to form what we understand as things, places and experiences.
To sum up, my FPP is embedded or in the center
of two interlocking and interrelating matrices of signs: the qualitative
matrix and the symbolic matrix. The word-symbol ‘matrix’ is useful
to evoke the image of being in the center of a spherical place as well as to
evoke the idea that the number of signs in each matrix is extremely large (for
example, I have been able to count over eighty specific emotions). We are,
metaphorically speaking, swimming in the middle of an ocean of signs.
The first thing that I should note is that
there are two distinct qualitative sub-matrices within the qualitative matrix:
the actual qualitative matrix and the imaginary qualitative matrix.
I can distinguish these two from experience because, for example, I can be
looking right now at my computer and at the same time imagining being in a park
with many trees, feeling a fresh breeze and the feel of the sun in my face. I
can distinguish both qualitative matrices because when they manifest to my FPP
they do not interfere with each other. My attention might be focused on one of them more intensely than the other, but they are still are in concurrence or co-ocurrence (etymologically, they are running together).
Concerning me (FPP) and my capacities to
interact with these matrices of signs, several things have to be noted. First,
I have the capacity to attend to what occurs, whether it is signs or my
modes of interacting with signs. I note that it is a capacity because I might
as well not use it. For example, I may attend to the sensations of my breath or
I may not attend to them. This capacity for attention implies that there
is a certain distance, an open space for interaction between “me” and signs. I
can note too that I have different modes of attention towards the sign
matrices. On the one hand, I can have a narrow attention to specific signs,
oriented to detail and towards performing tasks. A doctor performing surgery or
an adolescent playing a shooter videogame are examples of this narrow mode of
attention. I can also have a broad attention to signs, oriented to context and
multi-sensory perception. If I am resting in front of a waterfall, for example,
my attention may be open to the sounds, the smells, the images and their
motion, my bodily feelings of awe and admiration, all in a very broad manner.
I can also note that I (FPP) manifest
preferences over signs and the forms they put together (e.g. objects,
experiences, people). In general, I do not really choose to have preferences; I
just find myself exhibiting preferences over different kinds of things.
Third, I can note that I am only able to orient
myself thanks to these matrices of signals, and that I act according to these
signs that manifest before me. Some examples of qualitative signs are: if I
feel hungry, I will go eat; if I feel sleepy, I will go to sleep; if I am
thirsty, I will drink; if I feel joy and gratitude, I will act kindly. Some
examples of symbolic signs are: if I am told I should brush my teeth, I will go
brush my teeth; if I believe in the claim ‘having intercourse before marriage is
sin’, I will not have intercourse before marriage; if I am told that I need an
education, I will get an education, and so on.
This amounts to another fundamental rule
of my orientational dependence on signs: I (FPP) can only orient myself
through employing signs as guides to my actions. In metaphorical terms, I
am a slave of these matrices of signs because I cannot operate without them.
If, for example, hunger or thirst would not be signaled to me, I would die. If
3D images would not be signaled to me, I would have a really hard time
orienting myself in the world. I am fully dependent on signs because I act
only according to what they show me. I am a function of these matrices of
signals.
Another aspect I should note is that I
(FPP) generally do not produce the actual qualitative matrix. In other
words, I do not give form to the actual images, sensations, smells, textures
and sounds that appear before me. They appear to me already formed. For
example, I do not choose to feel sleepy, I only become aware that I am becoming
sleepy. This amounts to saying that my FPP does not participate in the
generation of the actual qualitative matrix.
Second, what can I (FPP) actually do? I can
move and coordinate my body, which amounts to my capacity to contract and relax
muscles and direct them in different directions and in different patterns. With
this capacity I can produce gestures in order to communicate or signal
something to another FPP (human or non-human). I can also produce sounds, and
amongst the sounds I can produce, I can speak, which amounts to my capacity to
produce symbols in order to communicate or signal a certain meaning to an FPP
(human or non-human).
It is important to notice that in the
phylogenetic history of FPPs, the qualitative matrix comes first than
the symbolic matrix. As we know from the evolution of the species, before
our species emerged, high-speed speech and fully human language did not exist.
The symbols that I personally interact with gradually came to existence in the
(phylogenetic) history of my species. Why is this important? Because it means
that before language came to existence, experience consisted mainly in
first-person perspective of the qualitative matrices and the experiences these
qualities put together. This ultimately means -as Maturana (1988) noted- that
symbolic things like claims, explanations and theories are essentially
superfluous, in the sense that they incorporate into already existing
qualitative matrices that unfold before FPPs. Maturana reflects on this by
claiming that “any explanation or description of what we do is secondary to our
experience of finding ourselves in the doing of what we do” (p.26). This
amounts to saying that -in the phylogenetic history of FPPs- qualities come First
and symbols come Second.
As we know, words emerge due to a need for
communicating with others and coordinating actions (Tomasello, 2018), a need to
signal or refer a certain meaning to another FPP. This implies that words and
language cannot emerge without the existence of the matrix of qualities that it
can to refer to. Put another way, words appear in order to refer to specific
aspects of the qualitative matrices. And this means that the presence of
qualitative matrices in front of FPPs is a requisite for the emergence of
words, simply because if there is nothing to refer to, words cannot come to existence.
In other words, this means that words
incorporate into already existing matrices of qualitative signs. This amounts
to note that the problem for FPPs as users of language is a problem of
distinguishing aspects of qualitative matrixes. This is important because
it means that the evolution of human language is constrained by the degree of
difficulty in distinguishing aspects. As we know, we have a very precise and
highly delineated understanding of 3D images and scenes so vocabulary for
images is abundant. Conversely, vocabulary for emotions and sensations is quite
poor because since we are mainly audiovisual creatures, sensations and emotions
always tend to be backgrounded, they are more difficult to distinguish because
they are literally invisible and less delineated in order to make precise
distinctions. As we saw, emotions and sensations are usually conceptualized
metaphorically in terms of aspects such as size, force, depth, weight or
quantity. This happens because these aspects are more readily apparent and
distinguishable for us and they are useful and apt in their resemblance to
degrees of intensity.
Furthermore, as we know from history, emotional
vocabulary is in constant evolution, even the word ‘emotion’ was coined in the
early 1800s by Thomas Brown. As Smith (2015) has put it “No one felt
emotions before about 1830. Instead they felt other things -
"passions", "accidents of the soul", "moral
sentiments" - and explained them very differently from how we understand
emotions today.”
This amounts to a reasonable hypothesis that,
in phylogeny, the process of genesis of words has to start from concrete,
easily distinguishable aspects of the qualitative matrix (e.g. hand, fire,
rock, sky, day, night) and much further in time to distinguish more abstract
and less easily distinguishable aspects of the qualitative matrix (e.g.
frustration, speed, weight, process, value). In other words, the history of
language starts from the concrete and easily distinguishable aspects of
experience and finishes up at the abstract, hardly distinguishable aspects of
experience.
As we know, words in general denote specific
kinds of things from the qualitative matrix. If I say ‘red’, I refer to a
quality present in a 3D image (the redness of a tomato, for example) and at the
same time, I know that the word ‘red’ can potentially adapt to infinite other
instances where this color appears (e.g. in blood, roses, fire, strawberries,
etc.). In this sense, individual words are types, because they cannot be
reduced to particular instances, they are instead general signs able to adapt
to an infinite number of specific cases.
In this moment I can acknowledge that this
essay is situated fully within the symbolic matrix, simply because it is
composed purely of words, which are symbolic types of signs. However, since
what I identified as the objective of this essay is to refer to my first-person
human experience, my attempt with the use of these symbolic words is to go
beyond the symbolic matrix, in order to refer to the qualitative matrix (actual
and imaginary), to my relationships to these signs and how all these sign
matrixes interrelate through the means that links them together, which is me.
I will now turn to discuss some symbolic signs (words, theories and claims) within Western philosophy that have guided the theoretical and practical directions of Western FPPs. I will understand these concepts just as symbolic kinds of signs that FPPs have been confronted to, and my approach will be just to observe what are the relationship that these FPPs have taken concerning these concepts, as well as the consequences of accepting and using them to reflect about experience.
Western FPPs and the concept of truth
In this section I will study I will study the
case of the history of western culture. I will do this as a means to show the
historical interactions between the interlocking matrices of signs. In rough strokes,
I will discuss how Western culture is mainly oriented towards three fairly
synonymic words that are part of the symbolic matrix of signs: ‘truth’,
‘reality’ and ‘knowledge’. The historical attraction of FPPs
towards these symbols seems gigantic. As expressed in the Stanford Encyclopedia
of Philosophy:
Truth is one of the central subjects
in philosophy. It is also one of the largest. Truth has been a topic of
discussion in its own right for thousands of years. Moreover, a huge variety of
issues in philosophy relate to truth, either by relying on theses about truth,
or implying theses about truth.
Maturana (1988) also emphasizes the radical
importance of elucidating the concept of reality when he affirms:
I claim that the most central
question that humanity faces today is the question of reality. And I claim that
this is so, regardless of whether we are aware of it or not, because everything
that we do as modern human beings, either as individuals, as social entities,
or as members of some non-social human community, entails an explicit or
implicit answer to this question.
Philosophers’ (as FPPs) central activity is to
create theories about abstract concepts. In other words, their main activity is
to provide answers to questions like What is truth? What is knowledge? What
is freedom? What is morality? What is the mind? What is perception? We can
immediately reflect on the status of philosophical questions in terms of signs
within the symbolic matrix. A philosophical question is a system of words, which
are symbolic signs, that demands for a theory in words (other symbolic signs)
that tries to define a specific abstract word (i.e. ‘mind, ‘morality’, ‘self’, etc.).
We can note here that the philosophical
question-answer dynamics are organized as reflective self-reference dynamics
within the symbolic matrix. In other words, philosophical theories are
distinctions of specific symbolic signs through their association to other
symbolic signs. That is to say, through our use of questions and answers,
symbols have reflective or self-referential capacity: the capability of
referring to themselves, of treating themselves as objects with properties that
can be described through other symbols. The circularity is evident: the
philosophical activity is to provide words as answers to questions made in
words about a specific abstract word.
Since ‘truth’ appears to be one of the most
important concepts for philosophy, I should now turn to examine what does the
canonical philosophical theories of truth looks like. There is, on the one
hand, the correspondence theory of truth: this theory claims that I can say
that something is true when a description in words matches, corresponds with
something real. For example, if I place a real computer on my desk, then the
statement ‘a computer is on my desk’ is true.
If we analyze this theory of truth, we can see
that there are several assumptions that hold it together. First, we can note
that the concept of ‘reality’ is located at the level of the actual qualitative
matrix, specifically in the three-dimensional image of the computer on my desk.
This assumption is unhelpful because it excludes from the concept of ‘reality’ of
the symbolic words that denote the 3D image. Why situate the ‘real’ at the
level of the qualitative signs and exclude symbolic signs from the ‘real’? In
my experience, words and claims are ‘real’ to me, they exist since I can
understand them and interact with them. In this sense, it seems that the
implicit assumption that the ‘real’ corresponds to qualitative signs is an
arbitrary one, making it just a matter of implicit preference for it.
Second, this theory of truth fails to consider crucial
steps of the ‘correspondence’ process. It fails to note that when I (FPP) read
the statement ‘a computer is on my desk’ (a 2D image of a sentence in English),
an image is spontaneously created in my imaginary qualitative matrix. This
spontaneously created image is not specific but general, since it does not
specify the form of the computer nor the form of the desk. In other words, this
(imaginary) image can fit many particular cases (for example, if many of
the readers of this essay are in this moment in front of a specific 3D image of
a computer in a desk). Moreover, there is an automatic process of comparison of
the general image and the specific image in front of me, where I see that the
general image can adapt or adjust to the specific image that I am
seeing, which leads me to say that the statement is true.
In this way, it is not the statement that fits
the image, but rather it is the general image evoked by the statement which can
adjust to the specific case of the 3D image in front of me. That is to say, the
words do not directly fit the 3D image, but rather the words evoke an imaginary
general image that can adjust to the actual specific image in front of me.
From this we can infer that the implicit
assumption within correspondence theory of truth is that words are a
transparent vehicle that directly adapts to whatever it refers to within the
qualitative matrix. In other words, this assumption happens when FPPs fail to
consider that the correspondence process is mediated by intermediary general
images that can adapt to the specific qualitative 3D image that is referring
to.
Third, this theory of truth fails to
acknowledge that the spontaneous creation of a general image when one reads the
statement ‘a computer is on my desk’ was created by some automatic mechanism in
which I as an FPP did not participate, I did not create this general image.
Whether or not I consider this automatic associative mechanism as ‘part of me’,
I need to acknowledge that the ‘truth’ of the correspondence depends upon this
automatic associative mechanism as a critical part of that process. If I do assume
that this automatic mechanism is part of me or part of ‘my organism’, then I
cannot claim that a true statement is independent of me. Most statements that I
characterize as ‘true’ have to pass through automatic associative mechanisms of
this sort. This ultimately means that a true statement can only be true for a
FPP. There is no truth that is independent of my FPP and my automatic
associative mechanisms. In this sense, an account of truth necessarily needs to
consider the existence of what Lakoff & Johnson (1999) call the ‘cognitive
unconscious’ that is responsible for these kinds of automatic processes.
Finally, through this analysis of Western
philosophers’ correspondence theory of truth, we could note that the concept of
truth ends up referring to something that is more general and encompassing than
the concept of truth: the concepts of ‘adjustment’ and ‘adaptation’.
An eco-logical example: we can note for example
that the organizational logic of the interrelating matrix of living beings, from
which we fulfill our basic needs (water, food, shelter, heat) is an eco-logical
organization, which is governed by the logic of cyclicity, regeneration,
symbiosis and cooperation. If the actions that we carry out adapt or adjust
to this mode of organization, then that environment is maintained, if not, then
that environment is destroyed. In this sense, the concept of "adaptation"
turns out to be more general than the concept of "truth", since the
first one is applicable to a larger number of situations. It is evident that we
would not say that actions that adapt to an ecological mode of environmental
organization are ‘true’, since this is meaningless. However, we can say that if
we act in accordance with the ecological modes of organization of the natural
environment, then we generate an environment in which we and the rest of living
beings flourish. On the contrary, if we do not act in accordance with this
ecological mode of organization, then we create an environment that destroys us
as well as the rest of living beings.
The implication is that within philosophical
inquiry we should not be looking for ‘truth’ but rather, we should be looking
for the more general concepts of adaptation and adjustment.
Western philosophers’ theory of mind
Another illustrative example of the
reflectivity of symbols is western philosophers’ ‘theory of mind’. In this
case, we must note that western theory of mind is not a theory of ‘mind itself’
but rather a theory of the concept of mind, and we must distinguish these as
different things.
We must first note that the concept of mind is
structured in common language by the metaphor THE MIND IS A
CONTAINER. We can infer
the presence of this metaphor because it is implicit in common language about
the mind when we say things like “thoughts came into my mind”, “I can’t get
you out of my head”, “it’s all in your mind” “you should bear in
mind that…” and so on. The way that the mind is talked about in common
language causes the concept of mind to be imagined as a container: a bounded,
isolated, independent object with an inside/outside orientation, an
internal/external separation and an input/output dynamic.
This container structure happens to be the
basis for most of Western philosophy’s theory of mind. In other words, the
canonical theory of mind in philosophy is a description that takes literally
the metaphorical structure of the mind-concept, which happens to have the shape
of a container. In sequential order, philosophers (as language users)
implicitly understand the concept of the mind as a container (it is intuitive
since it is implicit in common language) and, subsequently, this schema shows
up when these philosophers ask questions like What is the mind? and then
reply with theories of what the mind-concept is, intuitively using the
container schema as a central part of those answers.
Descartes’ dualism is an example of using this
container schema when he speaks of the “internal mind” or res cogitans
that forms perceptions and ideas from the “external material world” or res
extensa. Naturally, this inside/outside separation is also mapped onto the
classic dualities of subject/object and subjective/objective, the subject being
us, the ones that inhabit the “internal mind” and the object being the “external
material reality” that is believed to be independent from us.
Certain epistemological problems arise because
of the form of this container schema, and they are fundamentally two: (1) how
can we get “outside” our “internal minds” in order to gain “objective”
knowledge and (2) how can the mind (a mental substance) incorporate material
things, when matter and mind are assumed to be two ontologically distinct
substances. Moreover, the concept of representation is also derived from the
container schema: with this container-theory of mind, perception is thought to
be an “internal or subjective” representation of an “objective and external”
reality.
I should emphasize that this container schema,
how it leads philosophers to imagine the mind as a container and the
epistemological problems that arise from it become organized as a closed self-reflective
loop within the symbolic matrix. What I mean by this is that the whole
reasoning process about ‘the mind’ revolves within the very
symbolic-metaphorical coordinates of the concept of mind. In other words, in
the symbolic self-reference of this particular philosophical answer-question
process, the philosophical answer ends up referring to the conceptual-container
structure of the concept ‘mind’ that is implicit in common knowledge. This
amounts to note that this ‘mind’ understanding does not go beyond the
symbolic matrix, it only understands the ‘mind’ in the terms of the metaphorical
structure of the symbolic concept. It is, again, self-reflective: concepts
(i.e. internal/external) referring to the conceptual structure (i.e. container
schema) of a concept (i.e. ‘mind’).
This is founded on the doctrine of ‘rationalism’,
which in different degrees states that we can reach ‘truth’ or ‘knowledge’ only
through rational reflection and without consideration from what is referred to
as sensory perceptions, appearances or qualities. Simply put, rationalism
excludes the qualitative matrix. In the example of the mind, attention is
narrowed upon how ‘mind’ can be described or reasoned about in language and
excluding what the unfolding of the qualitative matrices can tell us about the
concept of ‘mind’.
This is important because we must note that the
concept of mind is ‘too abstract’ to be able to note it within the qualitative
matrix. By this I mean that within the qualitative matrix that surrounds me I
am unable to refer to a ‘mind’: All I can refer to is my FPP, qualities like 3D
images, sounds, smells, sensations, etc., the things and experiences they put
together and how I relate to these.
I hope it is relatively clear now that the
container-mind is a self-referential symbolic understanding of the mind because
its meaningfulness as an explanation relies on the explicit or implicit
acceptance of the container schema and its entity structure (an isolated,
independent object with an inside/outside separation) that are implicit in
common language about the mind. However, we can also reflect on what a total
understanding of ‘mind’ would be. This amounts to be able to step out of
the closed-loop of traditional self-referential symbolic thought about the
mind, suspending the traditional western beliefs and assumptions about it -that
get their structure from the container schema- and to go beyond this symbolic
thought in order to include the qualitative matrices. This amounts to also
observe and describe the motion and change of the qualities that unfold before
me and consider how do I relate to these qualities.
In this doing, I end up with up with a very
different outlook -introduced at the beginning of this essay- observing that I
am a first-person perspective situated in the middle of an environment,
embedded or submerged right in the center of what I call ‘the world’,
that I more formally denote as a double matrix of qualitative signs (actual and
imaginary) and a symbolic matrix. With this more general focus I realize that
what I am confronted to is my own FPP and the double matrix of qualitative
signs that includes images, sounds, sensations, smells and tastes in their
specific forms. I am also confronted to a symbolic matrix where I can find the
concept ‘mind’, but this is just what it is, another of the countless signs that
I am confronted to.
This thorough understanding of ‘what occurs to
me’ precludes all sorts of inside/outside or subject/object schematizations of
experience, replacing these with the idea of me being existentially connected
to the signs that surround me, not separate from them. It must be noted that
what were central epistemological problems for the Western tradition disappear
in the frame I describe. There are no ‘external objects’ that need to be ‘put
inside’ the mind to form perceptions and ideas. For Kant, the all-time scandal
was that nobody was able to provide convincing proof of the existence of the
‘external world’. Conversely, in this thorough frame of understanding of
experience, the scandal is the very fact that people are trying to prove its
existence, as if we were somehow trapped in an ‘internal world’ and were unable
to ‘get out’ of it, deluded because people were taking literally the
metaphorical structure of a symbolic signs.
‘Essence’, ‘Substance’ and ‘Nature’: the
symbolic reinforcement of habits and regularities
I will now turn onto some central concepts that
are at the foundation of western philosophy: ‘essence’, ‘substance’ and
‘nature’. Greek philosophers such as Plato and Aristotle assumed that all
objects have inherent ‘essences’, referring to a set of core properties that
give an object its identity. At the same time, the ‘essence’ of an object was
supposed to identify its purpose or function. Without its essence, a kind of
object could not be qualified as that kind of object. For example, without its
blade, a knife could not be qualified as a knife; without an ability to open
doors, a key could not be referred to as a key.
Let me consider an example. For millennia, it
has been a common assumption to believe that ‘human essence is rationality’.
What we should do in order to analyze this claim is to contrast it to a dynamic
or processual understanding of experience. We know that as babies we do not
really qualify as ‘rational’ since we are unable to use language. We can at
least say that we are able to become rational, but this possibility
might not necessarily be actualized. Furthermore, it is very likely that we
interpret the claim ‘human nature is rational’ to be a timeless and totalizing
description of humans. If someone else claims ‘human nature is emotional’, it
seems to be incompatible with the original claim, as if only one of the claims
must be ‘true’ and the other one ‘false’. This happens because in the
conceptual understanding of ‘essence’, this concept is understood to refer to
something unique and not multiple. This is why it does not make sense that I
ask ‘What are the human essences? or ‘What are the human natures?’.
This concept of essence and its relationship to
a relatively stable and permanent conception of objects is reminiscent of the tension
in pre-Socratic philosophy between being and becoming. To be
and to become seem to be two fundamental aspects of what occurs,
the two sides of a same coin: what is refers to the present state of
things, what is the case in this current moment, whereas what becomes
acknowledges that the present state of things is really the result of an
extremely long process of continuous change and evolution that will, of course,
continue from this present moment onto the future.
It is relevant to note that Plato and Aristotle
had no notion of ‘evolution’ of living species nor ‘evolution’ of the universe,
since they believed that species were fixed by divine design. If one
thinks about it, it makes less sense to ask what is the ‘essence’ or ‘nature’
of a living species that is in constant evolution and that in time will
metamorphose into another form with other capacities, anatomy, etc.
What is actually done by all treatises of human
nature is to observe aspects of what has become regular as a result of a
history of transformation and creation (e.g. language, reason, emotion),
describe these aspects through language and claim that these aspects are
‘essential’ to our species, and thus, permanent. Concepts like that of
‘human nature’ make us believe that what has been constituted as regular or
habitual is the default or permanent condition of human beings, an ‘innate’ or ‘inherent’
trait that all human beings are subject to, without exception. In this sense,
symbolic concepts like ‘essence’ or ‘nature’ reinforce what is merely habitual,
they naturalize what is merely cultural, they establish as permanent what is
merely the product of specific circumstances.
In this regard, philosophies of ‘essence’ and
‘nature’ are static philosophies, because their approach has an explicit
or implicit preference for state over change, and in this implicit preference these
concepts of ‘essence’ and ‘nature’ portray phenomena that have become habitual
or regular as a result of conditions (phylogenetic or cultural) as if they were
permanent, the ‘nature’ of reality, and descriptions of the sort. This means
that by default closed to the possibility of manifestation of new phenomena,
they are unable to account for evolution or to consider possibilities of
transformation or metamorphosis. This relationship between being and becoming
was embodied in Greek philosophy by the characters of Parmenides and
Heraclitus, respectively. Heraclitus believed that nothing in this world was
constant, except change and becoming. Conversely, Parmenides thought that the
change or "becoming" we perceive with our senses was deceptive, and
that there was a pure, permanent, perfect and eternal being behind nature. The
Stanford Encyclopedia of Philosophy refers to this when describing that:
Substance metaphysics proceeds from
the intuition—first formulated by the pre-Socratic Greek philosopher
Parmenides—that being should be thought of as simple, hence as internally
undifferentiated and unchangeable. Substance metaphysicians recast this
intuition as the claim that the primary units of reality (called “substances”)
must be static—they must be what they are at any instant in time.
The implication of this is that the verb 'is'
tends to take a supposedly static, stable and permanent snapshot of what has
come to be the case, overlooking or failing to incorporate the dynamic that
gave rise to what is as well as to consider future possible outcomes that might
arise. Conversely, the verb 'become' incorporates this dynamic perspective as
it acknowledges a process of change and transformation that gave rise to the
current conditions and will continue to shape future conditions.
In this sense, one can do philosophies from the
side of what is, from the side of what becomes, or one can try to
synthesize both in the same frame of thought. If one takes the side of being or
what is in itself, then one will tend to think in terms of objects with
essences, which will amount to take a static stance. In other words, one
will only consider the snapshot of the current state of affairs and think of it
as a permanent state. This mode of reasoning will revolve around central
concepts such as ‘essence’, ‘is’, ‘fixed’, ‘solid’, ‘permanent’, ‘foundation’,
‘object’, ‘property’, ‘being’, ‘substance’, ‘nature’, ‘stable’, ‘independent’,
‘state’, ‘law’.
Conversely, if one takes the side of what
becomes then one will tend to think in terms of processes with capacities,
which will amount to take a processual stance or process philosophy. In
other words, one will consider the process that gives rise to the present
regularities and think of it as a fluctuating, evolving and transient state.
This mode of reasoning will revolve around central concepts such as
‘co-evolving’, ‘fluid’, ‘flux’, ‘impermanent’, ‘process’, ‘become’, ‘unstable’,
‘transient’, ‘co-dependent’, ‘possibility’, ‘relation’, ‘transformation’, ‘phase’,
‘cyclical’, ‘synchrony’.
Let me take a look at some examples of how the
static approach in philosophy leads FPPs to act in certain ways. Sahlins (2008)
has noted that one of the oldest beliefs instilled at the core of Western
culture concerns the belief in a human nature “so avaricious and contentious
that, unless it is somehow governed, it will reduce society to anarchy” (p.1),
an “innate disposition of competitive self-interest” that manifests as the
“lust for power arising from greed and ambition”. As is studied by Stibbe
(2015), this belief in a purely selfish individual is also at the core of
neoclassical economic theory that is currently taught in universities all over
the world.
We shall not make the naïve gesture of
evaluating whether this belief is ‘true’ or ‘false’. The important thing to do
is to observe what are the effects of believing in these symbolic claims and
what do they lead FPPs to do. Sahlins (2008) makes a very strong case that this
belief lead FPPs to think that they need a strong government that is able to
repress the avaricious and passionate instincts of individual FPPs. This
consequent belief has led to the establishment of two modes of strong
government: monarchy and republic. However, this is not the only possible inference
from the basic belief in a selfish human nature. Adam Smith, for example, turns
the logic around to claim that selfishness is moral because when FPPs act in a
selfish manner, society and commerce thrives from it (Lakoff & Johnson,
1999; Stibbe, 2015). This view of moral self-interest is at the core of
neoclassical theory which leads people to believe that it is positive to behave
in a selfish way.
In short, we can see that static
philosophies like this one are very much alive and shaping the world we currently
live in. It may seem odd, however, that in this case the belief in an
avaricious and contentious human nature has lasted for more than two millennia.
How is this possible? We only need to be reminded that symbolic signs like the
description ‘self-interested human nature’ are not bounded by time, they can be
historically transmitted, recovered or preserved. In this manner, they are
capable to become considered as ‘normal’ or as ‘the way things are’. In this
sense, beliefs in symbolic claims have a self-fulfilling character,
insofar as FPPs act according to what they signal. In this way, they shape the
matrix-world at their image, they are able to determine human actions when they
are assumed to be ‘real’ and in time they finally seem to be ‘natural’ or ‘the
way things are’.
For example, I can look now at the current
state of the world that surrounds me, claim that ‘this society is
competitive’ and think this description fits or adjusts to the current state of
things. However, this would fall to the side of what is, and I must note
that I can alternatively claim “this society has become competitive”.
This alternative claim gets closer to the
circular or cyclical process of interaction between the symbolic matrix and the
qualitative matrix (in relation to FPPs) and how they shape the actions of
FPPs: symbolic claims like an ‘avaricious and competitive human nature’ lead
FPPs to act in a self-interested, competitive way and shape most things they
collectively do in these ways: political ‘careers’ and ‘races’, corporations in
competitive markets, education, international economics, etc. as well as
creating strong authoritative governments that repress the assumed violent and
avaricious nature of FPPs and define what they can and cannot do. In sum,
symbolic signs shape the world and the kinds of things we do, making it seem as
‘natural’, ‘normal’ or ‘the way things are’.
The issue seems a very simple one, if we do not
overcome the current static age of philosophy, we will self-destruct.
This is simply the consequence of the realization that the language of static
philosophies fails to adapt to the constant metamorphosis of the Earth, of the
living species within it and how we participate in this metamorphosis. The main
thing to understand here is that our potential adjustment or adaptation to what
surrounds us is necessarily a conceptual or symbolic adaptation, because
we collectively coordinate and synchronize our actions through words, and we
collectively shape the matrices that surround us through the theories, rules,
ideologies and institutions we put together with these words. As ethnobotanist
Terence Mckenna puts it: “Thought can't go where the roads of language have
not been built. You decide where you want to go and you build a linguistic path
there […] Our cultural dilemma is a linguistic dilemma. We need to take hold of
our language and build it consciously.”
This leads to conclude that a central aspect of
solving contemporary human dilemmas (e.g. ecological crises, racism, human
exploitation, speciesism, misogyny, homophobia, etc.) amounts to learning
how to relate to language. In one way or another this implies deciding not
to be determined by what old-age symbolic signs (concepts, theories,
ideologies, archetypes, rules, institutions) tell us to do, to think and to
believe in. Our languages are full of metaphors that we take literally
(as the container-mind) and these metaphors literally structure what we do and
think of. We tend to take concepts like ‘essence’ and ‘nature’ literally and
act according to them, failing to notice that what we become is not
predetermined by symbolic descriptions but is rather completely open to imagination.
To become human is a field that is open to design and possibility. Furthermore,
due to our dependence on signs, we must recognize that whatever we choose to
become we will become by following a subset of signs that we interact with. The
human problem is determining which symbolic signs to use and which not to use
in order to orient ourselves collectively and adapt to the circumstances at
hand.
In more formal terms, what seems to be
necessary in order to solve contemporary dilemmas is a transformation of our
relationship with symbolic signs. For centuries, concepts were believed to be
universal structures that were independent of our bodies and our experiences,
and within the frame of this belief is where philosophy has made theories on
the ‘universal’ or ‘objective’ structures of concepts like time, morality, the
self, etc. (Lakoff & Johnson, 1999). This has led FPPs to ignore the
ubiquitous presence of metaphors as the main vehicle for theorizing about abstract
concepts. Moreover, the canon of western philosophy was founded on the belief
in a static world, which has been revolving around static concepts like
‘nature’, ‘essence’, ‘inherent’, that lead FPPs to think that human
characteristics are somehow permanent, failing to open possibilities for future
evolution concerning a more sane and conscious relationship towards language.
We are, of course, free to stay in the static age of philosophy, free to cling to static concepts and beliefs that have been held for centuries, but this essay was an effort to create awareness that these modes of thinking are leading us to hatred, alienation, conflict, death and ultimately to self-destruction.
References
Glanzberg, Michael, "Truth", The
Stanford Encyclopedia of Philosophy (Fall 2018 Edition), Edward N.
Zalta (ed.), URL =
<https://plato.stanford.edu/archives/fall2018/entries/truth/>.
Lakoff, G., & Johnson, M. (1999). Philosophy
in the flesh: The embodied mind and its challenge to western thought (Vol.
28). New York: Basic books.
Maturana, H. R. (1988). Reality: The search for
objectivity or the quest for a compelling argument. The Irish journal
of psychology, 9(1), 25-82.
Pharoah, M. (2018). Qualitative Attribution,
Phenomenal Experience and Being. Biosemiotics, 11(3),
427-446.
Sahlins, M. D. (2008). The Western
illusion of human nature: With reflections on the long history of hierarchy,
equality and the sublimation of anarchy in the West, and comparative notes on
other conceptions of the human condition (Vol. 32). Prickly Paradigm.
Seibt, Johanna, "Process Philosophy",
The Stanford Encyclopedia of Philosophy (Summer 2020 Edition), Edward N.
Zalta (ed.), forthcoming URL =
<https://plato.stanford.edu/archives/sum2020/entries/process-philosophy/>.
Smith, T. W. (2015). The book of human
emotions: An encyclopedia of feeling from anger to wanderlust. Profile
Books.
Stibbe, A. (2015). Ecolinguistics: Language,
ecology and the stories we live by. Routledge.
Tomasello, M. (2018). A natural history
of human thinking. Harvard University Press.
[1] I shall not use the
term ‘consciousness’ since it denotes something secondary to what we call
experience. As we know, in many situations we may not be conscious of what is
occurring, unaware of what we are experiencing. In this sense, consciousness is
secondary to experience since it is a capacity to attend and be conscious of
experienced events. Simply put, to speak about ‘consciousness’ tends to overlook the
existence of the cognitive unconscious, as understood by Lakoff & Johnson
(1999).
[2] From now on, the
words ‘FPP’, ‘I’ and ‘me’ will all denote the first-person perspective. The
words ‘we’ and ‘us’ will denote the plural form, namely, first-person
perspectives or FPPs.
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